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← Mandate Registry · 7 mandate layers · model_risk

financial · Federal Reserve SR 11-7 · OCC 2011-12 · Basel III Pillar 2

Bank Model Risk Management (SR 11-7)

CMRO must document human review before remediation — receipt or 483-equivalent

Freddie Mac AI governance (SR 11-7 baseline)
Regulatory exposure — commonly overlooked:
Banks validate models quarterly but cannot produce per-inference audit — examiners now ask both. · CMA: you are liable for your AI agent like an employee — applies to every agentic commerce vertical.

TAM / Exposure

Every OCC-supervised bank · SR 11-7 is law since 2011

Insurance lines

Bank E&O · D&O · Crime

Exhibit authority

UK CMA Agent Liability Pack — SR 11-7 Model Validation Evidence Pack

Global leaders

Federal Reserve · OCC · JPMorgan · Goldman Sachs · Moody's · CMA · ICO · FCA

Model drift

Performance degradation without documented override = consent order pattern.

Vendor models

Third-party credit models — bank owns validation, vendor owns nothing.

CECL correlation

AI loss forecasting for CECL requires auditable assumption chain.

[United Kingdom] Post-Brexit divergence

UK not bound by EU AI Act but CMA/ICO more aggressive on agents.

[United Kingdom] London market

Lloyd's syndicates need AI decision audit for specialty lines.

[Text / Chat] Modality hook

Baseline — all frameworks apply to text decisions.

7 mandate layers (live)

Regulatory Clock Countdown to operative regulatory deadline — NAIC adoption, GSE mandate, EU transposition. Open →
Domain Classifier Industry-specific SAFE/CRISIS/VIOLATION with regulatory framework mapping. Open →
Exhibit / Filing Pack Regulator-ready external validation — NAIC Exhibit D, Fannie QC, EU FRIA, FDA Part 11. Open →
Mandate Registry Enroll deployers/insureds under vertical-specific governance mandate. Open →
Bind / Action Gate ALLOW/BLOCK before consequential action — bind policy, sell loan, deactivate worker. Open →
Compliance Certificate Deployer-facing downloadable cert — forward to counsel, auditor, regulator. Open →
Actuarial / Risk Feed Anonymized asymmetry signals for pricing, reserving, reinsurance correlation. Open →
Run model_risk demo Regulatory calendar Download exhibit pack Verify independently